Description
- Help with the implementation and communication of restrictions on advice and trading. This includes internal and external activities, research and other important functions within the Control Room
- Ensure the integrity of the Chinese Wall and other information barriers, as well as facilitating crossings where appropriate
- Develop processes and systems to improve conflict controls and management
- Produce and deliver training to a variety of business stakeholders on key policies and procedures
- Clear conflicts and monitor the escalation process
- Keep the relevant system admin up to date
The successful candidate will have a thorough understanding of Compliance specifically within the Investment Banking industry, preferably with previous experience in a similar Control Room function. You will hold a key position within the team and so previous experience is imperative to be put forward for this role.
Please send your CV over immediately as this role will go to interview stage soon.