Internal Guideline Monitoring Contractor

London  ‐ Onsite
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Keywords

Description

You will be part of the general compliance team with a specific focus on Guideline Monitoring.

Your will:

  • Interpret client investment guidelines
  • Develop procedures for monitoring and testing
  • Review existing rules to ensure compliance with client mandates
  • Implement guidelines for new accounts and update existing user requirements
  • Review breaches daily, determine their origin, analyse trade results and resolve compliance issues

Required experience:

  • An extensive understanding of Risk and Controls Monitoring in Investment Banking is essential, please only apply if you have these skills.

The candidate review is underway with a view to an immediate start so if you fit the description above please send your CV with immediate effect.

Start date
ASAP
Duration
6 months
From
Oliver James Associates
Published at
19.01.2013
Project ID:
475738
Contract type
Freelance
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