Description
You will be part of the general compliance team with a specific focus on Guideline Monitoring.
Your will:
- Interpret client investment guidelines
- Develop procedures for monitoring and testing
- Review existing rules to ensure compliance with client mandates
- Implement guidelines for new accounts and update existing user requirements
- Review breaches daily, determine their origin, analyse trade results and resolve compliance issues
Required experience:
- An extensive understanding of Risk and Controls Monitoring in Investment Banking is essential, please only apply if you have these skills.
The candidate review is underway with a view to an immediate start so if you fit the description above please send your CV with immediate effect.