Senior Compliance Manager

London  ‐ Onsite
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Keywords

Description

Senior Compliance Manager, FSA, Compliance, Risk Management, SME Derivatives, TCF, COBS, Investment Banking, Legal, Accounting background, S166 investigations,

My client, a leading bank, has opportunities for compliance managers to join their growing team. The objective of these roles is to guide and provide advice to the Business in the application of FSA rules governing client sophistication.

Suitable candidates will have a legal or accountancy background, be experienced in technical reviews, have a thorough understanding of interest rate derivative products, have a proven track record in a compliance role within the financial services sector and be familiar with FSA policies, in particular S166 reviews, COBS and TCF.

Prior investment banking experience is prerequisite for this role.

Allegis Group Limited and Aston Carter Limited operate Employment Businesses and Agencies and are companies within the Allegis Group Inc. group of companies, the fourth largest staffing company in the world, (collectively referred to as the "Allegis Group"). TEKsystems and Aerotek are divisions of Allegis Group Limited. Applicant data will be treated in accordance with the Allegis Group's Privacy Notice.

Start date
ASAP
Duration
6 months +
(extension possible)
From
Aston Carter
Published at
31.01.2013
Project ID:
482077
Contract type
Freelance
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