Description
Compliance Manager - Asset Management, Regulatory, FSA, AML Regulations, Contract
The Compliance Manager will lead a 4 person team operating in a successful Asset Management firm. This role offers excellent exposure to someone looking to develop their career further in an asset management based compliance role. The jobholder has responsibility for assisting the Regional Head of Compliance, EMEA and the EMEA Head of Risk in managing compliance risk within the existing business and providing advice on current and future regulation that impacts the business. The team is also responsible for conducting investment restrictions checks on client portfolios.
Responsibilities:
- Acting as advisor to the business to identify and manage regulatory risks in respect of both the existing business and planned strategic or operational changes
- Analysing issues and key compliance MI and reporting thereon to senior management and working with the business to strengthen controls and reduce errors and breaches.
- Keeping the business appraised of regulatory developments and industry best practice in consultation with the Regulatory Developments team in Corporate Compliance.
Please note your CV will not be submitted for this or any other role without your prior approval.
SQ Computer Personnel Limited acts as both an Employment Agency and Employment Business.