Client On-Boarding Analyst

Job type:
on-site
Start:
n.a
Duration:
n.a
From:
Cornwallis Elt Ltd
Place:
London
Date:
02/20/2013
Country:
flag_no United Kingdom
project ID:
492666

Warning
This project is archived and not active any more.
You will find vacant projects in our project database.
CLIENT ON-BOARDING ANALYST

CLIENT ON/OFF-BOARDING - CLIENT IMPLEMENTATION - WEALTH MANAGEMENT - KYC - AML - DODD FRANK - EMIR - FATCA - MIFID II - BASEL III

We are recruiting for a major client change programme within the Wealth Management sector. The opportunity is for an experienced Wealth Management professional, to play a key role in client on-boarding and off-boarding on a long term contract basis.

RESPONSIBILITIES:

- Develop an in-depth knowledge of each client's business and service requirements.
- Complete a detailed review of new wealth management client and account documentation to ensure that the company's policy and market regulatory requirements are met prior to on-boarding and off-boarding of clients.
- Capturing all necessary information for regulatory and firm policy requirements and carrying out the applicable due diligence on these new accounts
- Resolve issues through coordination with Wealth Management Business, Compliance, Legal, and Project personnel.
- Coordinate the team of internal and external stakeholders responsible for ensuring smooth onboarding and excellence of service delivery.

SKILLS AND EXPERIENCE

- Excellent stakeholder management skill are a pre-requisite
- A strong client focus and proven team-oriented approach.
- A high level of commercial acumen and awareness is essential.
- Robust analysis skills and proven attention to detail
- Deep understanding of wealth management products
- Up to date awareness of regulatory landscape including KYC, AML, Dodd- Frank and FATCA

CONCLUSION

This is an exciting opportunity to work on a major and complex client change programme and work across all major asset classes including Equities, Fixed Income, Options, ETF's. Additionally, the role will offer highly competitive remuneration.

Cornwallis Elt is an Employment Agency and has been listed 3 times in The Sunday Times Virgin Fast Track 100 of the UK`s fastest growing private companies, as well as in the Recruitment International Top 250, Top 50 in IT and the Recruiter Fast 50.