VP - Compliance Officer

Boston  ‐ Onsite
This project has been archived and is not accepting more applications.
Browse open projects on our job board.

Keywords

Description

A world-class investment management firm is seeking an SVP Compliance Officer for its Boston hub. The position demands flexibility and effective management while maintaining a high level of organization and flexibility. The ideal candidate should have at least six years of exposure to the investment management industry through a complex asset management firm or the asset management division of a top-tier financial services firm.

Responsibilities:
  • Resolve and support multi-strategy trading platform issues
  • Negotiate counterparty agreements (prime brokerage, repos, security lending, etc.)
  • Serve as the primary point of contact with Trading and Operations to answer legal questions relating to complex investment products and securities laws.
  • Ensure that applicable laws, regulations, policies, and procedures are communicated to investment professionals.
  • Build strong partnerships with investment professionals, middle office, and ops staff to manage trade compliance issues within the firm.
  • Conduct independent research into industry practices and financial industry regulatory reform.


Qualifications:
  • Advanced degree (e.g. JD, MBA), or relevant industry experience.
  • Ability to prioritize a diverse set of responsibilities.
  • Exceptional organizational skills and attention to detail.
  • Motivation to work in a fast-past, academic environment.


Please contact Matthew Gallira with Huxley Associates for further detail.

To find out more about Huxley Associates please visit www.huxley.com
Start date
05/2013
From
Huxley Associates
Published at
02.05.2013
Project ID:
530499
Contract type
Permanent
To apply to this project you must log in.
Register