Description
A world-class investment management firm is seeking an SVP Compliance Officer for its Boston hub. The position demands flexibility and effective management while maintaining a high level of organization and flexibility. The ideal candidate should have at least six years of exposure to the investment management industry through a complex asset management firm or the asset management division of a top-tier financial services firm.Responsibilities:
- Resolve and support multi-strategy trading platform issues
- Negotiate counterparty agreements (prime brokerage, repos, security lending, etc.)
- Serve as the primary point of contact with Trading and Operations to answer legal questions relating to complex investment products and securities laws.
- Ensure that applicable laws, regulations, policies, and procedures are communicated to investment professionals.
- Build strong partnerships with investment professionals, middle office, and ops staff to manage trade compliance issues within the firm.
- Conduct independent research into industry practices and financial industry regulatory reform.
Qualifications:
- Advanced degree (e.g. JD, MBA), or relevant industry experience.
- Ability to prioritize a diverse set of responsibilities.
- Exceptional organizational skills and attention to detail.
- Motivation to work in a fast-past, academic environment.
Please contact Matthew Gallira with Huxley Associates for further detail.
To find out more about Huxley Associates please visit www.huxley.com