Compliance Monitoring Analyst

City of London  ‐ Onsite
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Keywords

Description

Role - Compliance Monitoring Analyst

Location -London

Contract - 10 Months

per day DOE

Start date - ASAP

This role has opened up within a global investment firm based inLondon. The role will require you to ensure the compliance monitoring plan is implemented on time.

You will be experienced in compliance monitoring, be able to produce reports outlining any issues identified and provide realistic resolutions. You will need to work at a high standard with excellent time management.

As a member of the team you will be able to communicate with relationship managers, senior management, and a number of external clients so communication skills are very important. You should be able to report any significant changes to the business risk and internal controls and report any breaches immediately.

Overall you should be an analytical, conceptual thinking individual with attention to detail and have a good understanding of the FSA Principles, regulatory initiatives and the sourcebooks that are relevant toUKcustody and Securities Services business lines.

This is a great opportunity working within a global firm on a fairly long contract.

If you feel you have the relevant experience and are interested in the role please apply online or contact me directly, Pritesh Chudasama on .

To find out more about Real, please visit us on www.realstaffing.co.uk
Start date
06/2013
Duration
10 Months
From
Real Staffing
Published at
19.06.2013
Project ID:
553201
Contract type
Freelance
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