Compliance Manager

Job type:
on-site
Start:
07/2013
Duration:
6 Months
From:
Real Staffing
Place:
City of London
Date:
06/28/2013
Country:
flag_no United Kingdom
project ID:
558175

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Compliance Manager

Temp -Perm

£60,000 - £90,000 per annum DOE

City ofLondon

A City based brokerage with a large presence in theUSAis looking for a compliance manager to work alongside their CF10/CF11 and legal council. The firm focuses primarily around fixed income with a specialism around Distressed and Corporate Debt.

You will have strong Compliance/Transaction Monitoring skills as this is a large part of the role

As a point of contact for traders and members of the sales team you will have a good understanding of settlement, KYC/AML and on boarding regulations and procedures for EU and Non-EU regions.

The Compliance Manager must be able to exercise a certain level of authority, being as direct as possible

Being a smaller brokerage new ideas and resolutions to enhance the business will be an area of instinct rather than duty

You will have experience dealing with outsourced companies

You should have a good grasp of FCA handbooks and be able to advise the business on regulatory developments and procedures in line with the business

Recent experience working within a brokerage or brokerage environment is preferable.

This role gives you the opportunity to progress your career and take position to CF10/CF11 in the near future should you be the right fit.

If you are interested in this role please reply with your CV or contact me directly, Pritesh Chudasama on

To find out more about Real, please visit us on www.realstaffing.co.uk