Description
COMPLIANCE CONSULTANT- CUSTODY/INVESTMENT MANAGEMENT/WEALTH MANAGEMENTCOMPLIANCE-FCA(FSA)- COBS- CUSTODY-INVESTMENT MANAGEMENT-WEALTH MANAGEMENT
A 12 month contract opportunity has arisen for a Compliance Consultant to join a leading Custodian Bank based in London. The role will involve working within their compliance assurance framework team. This role reports into the Head of Compliance. The Compliance Consultant is responsible for the creation and delivery of specific parts of a regional compliance assurance program, initially focusing on business compliance with the Conduct of Business (COBs) and governance rules
KEY FEATURES:
- Good working knowledge of the FCA handbook
- Custody experience from an Investment Management or Wealth Management firm
- General compliance exposure would be preferred instead of specialising in a particular area
- Work closely with the business and ensure that there are common standards and processes are applied
- Ensure and that regulatory changes are correctly implemented
This is an excellent opportunity for a Compliance specialist with a good knowledge of the FCA (FSA) handbook including COBs and who has previously worked within Custody, Investment Management or Wealth Management to gain exposure to a global programme.
If you feel you match the above criteria please do not hesitate to send a copy of your CV, as successful applicants will be contacted as soon as possible.
Cornwallis Elt is an Employment Agency and has been listed 3 times in The Sunday Times Virgin Fast Track 100 of the UK`s fastest growing private companies, as well as in the Recruitment International Top 250, Top 50 in IT and the Recruiter Fast 50.