Compliance Manager

London  ‐ Onsite
This project has been archived and is not accepting more applications.
Browse open projects on our job board.

Keywords

Description

Role: Compliance Manager

Location: London

Duration: 6 Month Contract

Rate: £250 to £300 per day

We are looking for a Compliance Manager with exposure to retail investments to help work within a large asset management firm.

The role would require the you to have experience in a retail investment environment having worked with Compliance around UCITS and some non regulated products.

Working closely with sales & marketing, 60% of your role will be approving financial promotions across a number of different regions so a good understanding of MIFID will be needed and the rest would be the monitoring of sites acrossEuropewhere travel would be required 1-2 days at a time.

You will be a point of contact for a small team (3-5 people) on queries based around financial promotions for the products sold in the business. You should be confident in being able to respond quickly to these queries and make decisions.

If you have worked in the retail environment, are competent with financial promotions and have worked on compliance monitoring then please apply online or call me directly, Pritesh Chudasama on .

To find out more about Real, please visit us on www.realstaffing.co.uk
Start date
08/2013
Duration
6 Months
From
Real Staffing
Published at
25.07.2013
Project ID:
572516
Contract type
Freelance
To apply to this project you must log in.
Register