Compliance Manager

Job type:
Start date:
6 Months
Real Staffing
Published at:
flag_no United Kingdom
Project ID:

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Role: Compliance Manager

Location: London

Duration: 6 Month Contract

Rate: £250 to £300 per day

We are looking for a Compliance Manager with exposure to retail investments to help work within a large asset management firm.

The role would require the you to have experience in a retail investment environment having worked with Compliance around UCITS and some non regulated products.

Working closely with sales & marketing, 60% of your role will be approving financial promotions across a number of different regions so a good understanding of MIFID will be needed and the rest would be the monitoring of sites acrossEuropewhere travel would be required 1-2 days at a time.

You will be a point of contact for a small team (3-5 people) on queries based around financial promotions for the products sold in the business. You should be confident in being able to respond quickly to these queries and make decisions.

If you have worked in the retail environment, are competent with financial promotions and have worked on compliance monitoring then please apply online or call me directly, Pritesh Chudasama on

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