Description
Role: Assistant Compliance ManagerLocation: London
Duration: 6 Month Contract
Rate: £250 to £300 per day
There is an opportunity for a retail based Compliance professional to work within a large asset management firm assisting the Compliance Manager and acting as the point of reference to the team in their absence for 6 months.
The role would require the you to have experience in a retail investment environment having worked with UCITS and or have a good understanding of COBS 4.
Working closely with sales & marketing, a large portion of of your role will be approving financial promotions and giving guidance to the team in the absence of the Compliance Manager.
You will have proven experience in managing a small team, being able to respond quickly to queries and make decisions on behalf of the team in the absence of the Compliance Manager.
The remainder of the role will require you to monitoring business activities at a few sites which will involve traveling toEurope1-2 days at a time.
If you have worked in the retail environment, are competent with financial promotions and have worked on compliance monitoring then I would love to hear from you.
Please apply online or contact me, Pritesh Chudasama directly on
To find out more about Real, please visit us on www.realstaffing.co.uk