Description
Group Compliance Manager - Financial Services - FCA
We are currently looking to recruit a group compliance manager to work at a group level for a large life and pensions company in the city. This is a key position within the group where you will be the main point of contact with the FCA.
Group Compliance Manager responsibilities:
- Regulatory liaison with the FCA
- Deal with information requests from the FCA
- Deal with all actions required by the FCA (circa 10-15 actions per month)
- Relationship management through the group business dealing with CEO, CRO, CFO and FD's
- Group Oversight and Mi reporting ( Mi challenging, monitoring)
- Governance review.
Group Compliance Manager Skills/experience:
- Experience within the Financial Services at a group level (life and pensions would be desirable)
- First hand experience of dealing with the FCA
Please if you have any reservations about this role then do not hesitate to give James Knight a call. Please note that we are also operating a referral scheme therefore if you know any colleagues who maybe interested in this position. Thank you for our attention.
Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for more information