Description
The candidate main responsibility will be to ensure that the bank is complaint to relevant regulation and group policy.
Responsibilies:
- Managing client portfolio by taking ownership of the process and interaction with offshore teams and onshore stakeholders to drive resolution of KYC cases.
- Engaging with the Relationship Managers to discuss and provide advice on the approach around resolution of cases with deficiencies, either by following up with the clients and Global Relationship Managers or agreeing with Compliance and performing alternative due diligence procedures.
- Playing a key role in driving the Escalation process by presenting the pending cases at the bi-weekly DAKS meeting to ensure timely completion of profiles
- Supporting the Production Team in producing timely and high quality KYC profiles
- To provide technical support to the teams to ensure an efficient and accurate KYC profiles are produced
Experience required
- Strong experience with a Corporate or Financial institution or equivalent detailed process
- Experience as an AML Subject Matter Expert within the financial industry or AML/Forensic Practice of a consultancy firm
- Proven business and operational experience with sound knowledge of the wide range, and complex variety, of fund/corporate structures. Experience in risk management field, and proven experience in supporting the development of business activities whilst robustly applying risk management disciplines and controls.