Description
Responsibilities:
- Review and remediation of all client files and client on-boarding across the banks compliance procedures in line with AML and KYC requirements of the business within given timescales and deadlines.
- Delivering of a risk assessed Financial Crime Monitoring Plan inclusive of methodology and a 5 tier customer risk assessment Matrix which considers client type and jurisdiction, product type, industry and distribution channel and awards an overall risk rating.
- Delivery of proactive advice for the promotion of an effective anti Financial Crime culture within the "front line" business including gathering appropriate KYC and due diligence.
- Introduction into the daily operational environment demonstrable adherence to Financial Crime Policies and Procedures, including but not limited to such key areas as AML/KYC/CTF, Sanctions, Bribery and Corruption, Market Abuse