Description
Compliance Manager£70,000 - £80,000 per annum
London
A City based brokerage with a large presence in theUSAis looking for a compliance manager to work alongside their CF10/CF11 and legal council. The firm focuses primarily around fixed income with a specialism around Distressed and Corporate Debt.
- You will have strong Compliance Monitoring skills and be able to face front office staff.
- Be a point of contact for traders and members of the sales to provide advice on settlement, KYC and on boarding regulations and procedures for EU and Non-EU regions alike.
- Be able to exercise a level of authority in your role.
- Have experience dealing with outsourced companies.
- Have a good grasp of FCA handbooks and be able to advise the business on regulatory developments and procedures in line with the business
- Recent experience working within a brokerage or brokerage environment is preferable but not mandatory.
This role gives you the opportunity to progress your career to CF10/CF11 in the near future should you be the right fit.
If you are interested in this role please reply with your CV or contact me directly, Pritesh Chudasama on
To find out more about Real, please visit us on www.realstaffing.co.uk