Compliance Advisory - Policy & Risk

City of London  ‐ Onsite
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Keywords

Description

Role: Compliance Advisory - Policy & Risk

Type: Contract

Duration: 3 Months

Rate: £500 to £600 per day

Location: London

A short term contract for a compliance professional to provide advice and guidance on Regulatory and Conduct Risk is available within the corporate banking division of a Tier 1 UK bank.

Role Responsibilities:
  • Formulate systems, standards and procedures by providing technical input and developing procedures in support of the businesses' strategic objectives.
  • You will be an SME in at least one of the following: ABC, BCOBS, Conflicts of Interest, DPA, Financial Promotions, MCOBS or TCF.
  • Policy interpretation.
  • Identifies and addresses compliance issues/risks at an early stage.
  • Provide compliance input and direction to senior management.
  • Analyse the policy/risks are being appropriately identified, assessed and mitigated.


Key Requirements:

Strong financial services experience

Political and Regulatory environment pertaining to Retail and/or Corporate Banking

Chartered Institute of Bankers or equivalent would be desirable

If this role is of interest please apply online or alternatively contact me, Pritesh Chudasama directly on

To find out more about Real, please visit us on www.realstaffing.co.uk
Start date
09/2013
From
Real Staffing
Published at
04.09.2013
Project ID:
593303
Contract type
Freelance
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