Description
Specific Responsibilities:- Review New/ Existing Client Onboarding requests to verify compliance with AML guidelines
- conducting quality assurance checks
- Serve as a liaison to answer specific Due Diligence questions
- Ensure regulatory and policy requirements are fulfilled
Requirements:
- Bachelor's Degree
- 3+ years Onboarding/ Know Your Customer experience
- Knowledge of regulatory requirements ( AML, BSA, US Patriot Act)
- Attention to detail and ability to prioritize day-to-day workload
- Series 99 or ACAMS certification (preferred)
To find out more about Huxley Associates please visit www.huxley.com