Compliance Training Officer - Investment Bank

London  ‐ Onsite
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Compliance Training Officer - Investment Bank

A leading International bank in London is seeking a Compliance Training Officer with a broad understanding of FCA regulatory requirements as they apply to wholesale banking to implement a risk based Compliance Training Plan covering core UKand European regulatory developments, produce compliance training literature and attend relevant compliance, regulatory and industry forums.

Responsibilities will include:

  • Designing, coordinating and implementing a risk based Annual Compliance Training Plan to capture Compliance and Financial Security Training including a Training Needs Analysis of individual business areas and key regulatory changes.
  • Ensuring that the Training Plan is designed to formally enforce and enhance the Compliance Culture of the Firm.
  • Presenting the Annual Training Plan to senior management for ratification and report upon progress on a periodic basis at senior management committees as directed.
  • Maintaining and tracking the Compliance Training produced and budget against the Plan
  • Delivering face to face training on key compliance topics on an on-going basis at 'open invitee forums' and at regular business meetings
  • Taking ownership of all Compliance e learning courses, updating these as necessary or re-writing materials with external consultants if appropriate to ensure that e Learning is appropriate to the needs of the bank.
  • Administering training on Compliance e-Learning courses, ensuring that all relevant staff have received core compliance training such as Market Abuse, Conflicts of Interest, FIDES and TCF)
  • Creating regular Compliance Bulletins on 'hot topics' of regulatory and compliance interest for all staff on a periodic basis.
  • Maintaining relationships with Regulatory Training Consultants, ensuring that ongoing meetings are held to ensure that the Compliance Training plan is current and reactive to change.
  • Maintaining the Compliance Intranet site and update this as requested.
  • Taking chief editorial responsibilities for the Compliance Quarterly magazine, coordinating and writing regulatory compliance articles, interviews, quizzes and taking ownership of delivery of a quality magazine to all members
  • Updating the Compliance Annual Affirmation online.
  • Oversee the creation and documentation of multiple Compliance and Committee M.I. Reports as directed by the Head of Central Compliance, on an ongoing basis.


Requirements:
  • Strong Compliance experience gained within a well- established compliance department of an investment bank or regulatory Affairs experience with a Regulator or a top tier Consultancy firm, with a focus on IB issues.
  • Detailed knowledge and understanding of FCA/PRA Rules and the compliance issues pertinent to a wholesale investment bank.
  • A proven track record of developing and implementing a risk based Compliance Training Plan


Salary £55,000 to £65,000 (+ highly competitive package)

Location -London

This is a fantastic opportunity for a professional for a Compliance Training professional to progress their career rapidly within an industry leading team.

If you are interested in applying for this position, then please send a copy of your CV in Word format ASAP highlighting your relevant experience to Ryan Graham at r.grahamatrealstaffing.com

To find out more about Real, please visit us on www.realstaffing.co.uk
Start date
11/2013
From
Real Staffing
Published at
19.11.2013
Project ID:
629256
Contract type
Permanent
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