Description
Role: Compliance OfficerCompany: Asset Manager
Location: London
Salary: £70,000 p/a.
Type: Perm
We are looking a Compliance Officer to join a fast growing asset managment fim based in London.
With a wide remit of duties you will gain a great deal of knowledge and experience by working in this role.
Responsibilities include:
- A good understanding of risk-based monitoring programmes
- Review of financial promotions
- Ensure the business is up to date with global regulatory developments and update internal policies and procedures accordingly. You will be the point of contact for the regulator(s).
- Providing periodic compliance reports internally and externally and advice
- Working closely with external regulators for trade reporting and investigations
- Being able to start new projects and are able to suggest improvements continuously.
Key attributes:
- Deadline driven and able to stand your ground within a high paced environment
- Communicate at all levels within the business
Should be aiming to take the CF10/CF11 position within the firm in around 2 years for starting providing you can prove you are able to do so.
Please submit your CV online or call me directly, Pritesh Chudasama on to discuss the role further.
To find out more about Real please visit www.realstaffing.com