Description
Role: Compliance MaCompany: Asset Manager
Location: London
Salary: £70,000 to £90,000 p/a.
Type: Perm
We are looking a Compliance Manager to join an established asset management firm based in London.
Responsibilities include:
- A good understanding of risk-based monitoring programmes
- Review of financial promotions
- Ensure the business is up to date with global regulatory developments and update internal policies and procedures accordingly. You will be the point of contact for the regulator(s).
- Providing periodic compliance reports internally and externally and advice
- Working closely with external regulators for trade reporting and investigations
- Being able to start new projects and are able to suggest improvements continuously.
Please submit your CV online or call me directly, Pritesh Chudasama on to discuss the role further.
To find out more about Real please visit www.realstaffing.com