Description
Responsibilities
- Validate and confirm accuracy of individual report findings on prospective and existing clients, researched, documented and prepared by analyst. Research includes: negative media, PEP & sanctions.
- Ensure that all public records collected, relate to specific customer/client.
- Ensure proper compliance protocols/procedures are adhered to and applied correctly by analyst.
- Determine what additional research steps are needed by the analyst.
- Conduct specialized research to determine disposition of any open records, properly identifying risks and escalating derogatory/high risk findings to Senior Management; risks include but not limited to - PEP, High Risk Global Jurisdictions and SDN/OFAC matches.
- Summarize and communicate derogatory information in written form to Senior Management.
- Exercise sound judgment and observe the highest degree of confidentiality.
Qualifications
- Degree or equivalent
- Good experience in AML/KYC. Expertise should include Compliance, Risk or Fraud.
- Knowledge of AML/KYC/BSA policies including bank systems, applications and due diligence processes.
- Strong knowledge of public record databases, including Lexis-Nexis.
- Strong research, analytical and comprehension skills, with ability to analyze and document large amounts of data.
- Strong documentation skills to clearly articulate alert disposition.
- Attention to detail skills are essential.
- Adherence to controls and compliance standards.
- Detailed, well organized, self starter, capable of working under minimum supervision.
- Able to multi-task and meet deadlines in high -pressure environment.
- Effective verbal and written communication skills for report summarizations and escalations.
- Strong interpersonal skills; results-oriented team player.
- Proficient in MS Office and strong typing skills required.
- Language skills are desirable but not essential
McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.