Compliance Associate - Leading Stockbroker - £350 - £400 per day Contr

Job type:
6 months
Ventula Consulting
flag_no United Kingdom
project ID:

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Compliance Associate /Compliance Consultant - Leading Stockbroker - £350-£400 per day - 6 month contract

Compliance associate with a focus on compliance monitoring required for a 6 month contract with a leading stockbroker

Compliance Associate/Compliance Consultant with strong experience in compliance monitoring required by a leading stockbroker based in London. The Compliance Manager will work directly with the head of compliance and will be responsible for the design and execution of the compliance monitoring programme including producing monitoring reviews.

The Compliance Associate will be responsible for providing day to day compliance advice and guidance to stakeholders across the business, and will be a key point of contact for compliance related processes.

My Client is looking for an individual with a strong background in regulatory compliance and solid commercial experience gained within a UK Bank or Stockbroker/Brokerage.

Applicants should demonstrate the following skills and experience:

- Strong commercial experience in a compliance role

- Strong experience of compliance monitoring

- Experience of advising on FCA Rulebook/SYSC/APER/COBS/CASS/BIPRU etc

- Experience working for a stockbroker/Brokerage/Asset Management Firm or Bank

This is an urgent 6 month contract role based in London with a rate of between £350 - £400 per day depending on experience .

Please send in a copy of your latest CV for further information.