Description
Position: Compliance Reviewer - FS
Type: Contract
Location: Swindon
Skills: Financial Services compliance review experience, FS product knowledge such as investments, savings, insurance and mortgages, analytical skills, excellent communicator, leadership skills
Rate: £ per day
Duration: 3 month initial contract
Our financial services Client is seeking a Compliance Reviewer to join their Compliance Oversight Team. The compliance & oversight team is responsible for identifying, assessing, challenging and reporting on regulatory risk exposures across the business, ensuring compliance.
Our Client is seeking a skilled Compliance Reviewer to be accountable for leading and delivering regulatory reviews across the business. Your responsibilities will include producing comprehensive scoping documents clearly articulating areas of coverage; identifying regulatory risks and mitigating controls. You'll then test to ensure these controls are designed and are operating effectively. Additionally you will be responsible for producing clear and concise reports detailing your findings and risk exposures.
Essential skills:
- Experience of working within financial services compliance
- Knowledge of how financial services products are designed, administered and sold (such as investments, savings, insurance and mortgages)
- Excellent communication skills
- Excellent organisation and planning skills
- Proven negotiation and influencing ability
- Ideally you will hold a professional qualification.
For further information please contact Anna Kramer