Description
My client, a large public sector organisation, is currently looking for a Risk and Compliance Director to work within their finance/banking sector.
Responsibilities:
* Support MD Risk & Compliance in implementing the compliance framework including managing and updating compliance policies and procedures
* Work with the businesses and risk colleagues to identify, assess and monitor compliance risks and enhance controls
* Coordinate day-to-day interactions between Compliance and other business units and external parties, providing high quality analysis and advice on compliance, AML and regulatory issues
* Support development, implementation and maintenance of key Compliance monitoring and reporting tools
* Develop and conduct regular and ad hoc training on AML and Compliance-related topics jointly with Risk & Compliance Director, HR, and business teams
* Develop, implement and oversee an internal anti-fraud policy and associated controls
* Oversee end-to-end regulatory reporting, collaborating closely with Finance and other functions
* Project manage initiatives with regard to regulatory approval for new products, collaborating with all stakeholders
Experience required:
* Experience of working in a senior role in a central compliance team within a Commercial Bank
* A good understanding of solutions and products related to investments, wholesale, lending, equity, etc.
* Knowledge of UK and European Securities regulation and the ability to provide a practical interpretation of regulations in the context of the firm's business activities.
* Working knowledge of EU State Aid requirements
* Strong interpersonal skills that will allow them to build and maintain effective working relationships both within the Risk & Compliance function, but also across BBB's businesses.
* Thorough understanding of Compliance concepts/frameworks, standards, techniques and tools including strong knowledge in the following areas: PRA and FCA regulation, Anti-Bribery and Corruption, AML, Anti-Fraud, Complaints, Conflicts Management
If you have the skills and experience required, please apply now using the link provided.
Recruitment Zone acting as an employment business in regard to this advert.