Description
An elite investment bank located in Midtown Manhattan is ramping up an Internal Audit and Compliance Project. This project requires a range of qualified AML Compliance Contractors with experience with Audit/ Internal Audit.The Rates for this role range from 45/ hr to 70/ hr given the experience level.
Please find below the details:
The purpose of the project is ensure that Internal Audit's team can deliver on the annual plan and execute on validation exercises for regulatory and audit identified issues. The nature of the request is ultimately to ensure audit has the consultant experts to meet our regulatory obligations.
Qualifications:
- Bachelors degree
- 6+ years of US AML compliance experience
- 2+ years of audit experience as a regulator, internal auditor, etc.
- Experience working under tight time frames where quality is of paramount importance
- MS Word and MS Excel proficient
- CAMS or CRCM certification preferred
- Familiar with OCC and/or FRB regulatory expectations
- Bright, energetic, self starter, and self motivated
Review prior audit plans, approach, methodology, test steps, workpapers, findings, reports and other pertinent information
* Review relevant AML policies and procedures
* Perform specified testing and document test results for in-scope areas
* Assist with preparing audit reports