Financial SOX and Compliance Consultant

Description

Description

Reporting to the Manager of SOX Compliance - Finance, you will be part of a team of experienced SOX Compliance professionals evaluating internal controls in the finance and other business segments. As a Financial SOX Compliance & Controls Specialist, you will continually evaluate processes and controls throughout all business sectors including Asset & Wealth Management, Asset Servicing, Financial Markets & Treasury Services, Clearing Services, and Global & Capital Markets. The Financial SOX Compliance & Controls Specialist will:
- Execute and document SOX Compliance and regulatory reporting controls testing throughout the organization including documentation of processes and controls and evaluation of control design and operating effectiveness.
- Participate in an advisory capacity on non-SOX projects that have internal control implications.
- Provide written and verbal communications to senior executives on SOX Compliance and regulatory reporting controls related issues.
- Liaise with external auditors and internal auditors for SOX compliance and regulatory reporting controls related issues.
- Work with minimal supervision completing work under tight deadlines.

This role includes excellent growth potential within Corporate Finance and can also serve as a gateway to other areas of the business. Your success will largely derive from your technical and analytical abilities as you take on multiple projects/tasks within tight timelines. The quality of your work product will also be key and should demonstrate attention to detail and sound judgment.

This incumbent will manage activities relating to implementing a comprehensive evaluation and assessment of the design and effectiveness of financial controls of the assigned department(s). This evaluation and assessment will be designed to comply with Sarbanes Oxley regulations and provide thorough and reliable information and recommendations for improvement in financial controls to the Board of Directors and management.

Qualifications
- Individual should have 5 - 7 years of accounting/audit experience.
- CPA or MBA preferred.
- Assigned complex departments.
- Superior oral and written communication skills and in-depth knowledge of auditing and accounting principles.
- Strong interpersonal skills and sound, objective judgment required.

To find out more about Huxley Associates please visit www.huxley.com