Regulatory Compliance Manager

London  ‐ Onsite
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Description

Role: Regulatory Compliance Audit - AVP/Manager

Company: Tier 1 Bank

Type: Perm / Full Time

Location: London

Salary: £55,000 to £65,000 p/a + Bonus + Benefits

I am looking for an AVP/Manager to join a Global Audit Team of a Tier 1 Bank focusing on Compliance Regulations.

You will be:
  • Assisting in the completion of audits. An understanding of audit life cycles would be beneficial.
  • Drafting and discussing audit findings and formulating solutions with senior members of the team.
  • Providing effective evaluations of operational performance and risk assessments.
  • Have the opportunity to travel to Europe, Asia and Latin America for 2 weeks at a time every quarter. This is a great perk to the job.
  • Required to have a strong understanding of risk management and proven experience of ensuring compliance with relevant regulatory processes is needed to be considered for this role.


You should have a good understanding of:
  • COBS
  • Conduct Risk / TCF
  • CASS Rules
  • An understanding of the FCA/PRA regulatory landscape on a macro scale
  • How a large bank works
  • Dealing with stakeholders
  • Monitoring/Risk Assessments


This is a great role for someone who wants to move their career forward and has the drive and ambition to do so. You don't have to have an audit background however you do need to be experienced in Regulatory Compliance.

Please call me on to discuss this role further or submit your CV online, Pritesh Chudasama.
Start date
07/2014
From
Real Staffing
Published at
03.06.2014
Project ID:
718121
Contract type
Permanent
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