Description
- Perform the required KYC screening on existing clients by documenting and corroborating the information obtained on the client as required by the Global KYC Procedures utilizing a variety of independent research sources.
- Analyze Client data, documentation and negative news in order to determine Client Risk Profile as established under the Global KYC Procedures.
- Collaborate with the KYC Group's counterparts worldwide on global requests.
- Produce a detailed client review write up in the Global Account Opening System.
- Maintain detailed records on clients for second-level review.
- Track and report all documentation breaks.
- Responsible for reviewing and ensuring all required AML / KYC Regulatory requirements for existing clients are still in place. ( i.e. executed USA Patriot Act certification for all Foreign Banks, MIFID, etc)
- Liaise with Compliance on specific requirements and regulations arising under special circumstances.
Liaise with Clients, Front Office, Credit, Legal and Operations as necessary as part of the KYC Refresh process.
Requirements
- 1-2 years experience in the KYC field.
- Strong analytical skills and detail orientated.
- Strong ability to multi-task.
Sound communication skills.