Description
Regulatory Risk & Compliance Lead (Banking)
We have an immediate opening for Regulatory Risk & Compliance Lead (Banking) role in London, UK
Please find the job description given below.
Role: Regulatory Risk & Compliance Lead (Banking
Duration: 4 Months
Location: London, UK
To support the Regulatory Risk and Compliance Lead in Topaz' oversight of HML's management of the Topaz mortgage book, in line with Topaz policy and standards, and regulatory requirements and expectations.
Compliance Monitoring
n Conduct regular thematic reviews of HML operations and customer cases.
n Conduct full review of complex/exceptional cases, including litigation cases, to consider:
- HML activities on case;
- Adherence to Topaz policy;
- Regulatory compliance;
- Effectiveness.
Risk and Controls
Policy
Complaints
Strategy
n Build relationships with HML Compliance.
> 3 years FS regulation experience - Thoroughness
> 5 years file reviews experience - Prior experience of root cause analysis