Description
Compliance Analyst required to join a boutique Asset Manager based in London focusing on identifying and assessing regulatory changes that impact upon the business on a contract basis with the hope for the person to move into a perm role.Role: Regulatory Compliance Analyst
Company: Asset Management
Location: London
Start: ASAP
Type: Contract
Salary: £230 per day
The role is broad and will require the job holder to provide analysis on new regulations, deep dives on regulatory sanctions that may apply to the business and general advisory (PA Dealing, KYC, AML).
Key responsibilities:
- Daily monitoring and tracking of regulatory changes
- Assist with the design and delivery of the Compliance Department training
- Answering of fund related queries, primarily UCITS fund
- Analysis of the impact of regulatory change that may have an impact on the business
- Contributing to the Compliance Department's assessment of the regulatory risks faced by Newton
- Assessing any regulatory and/or investment guideline breaches
- Collation of information for key risk indicators
- Handling of client complaints
Softer Skills:
- Confident personality
- Self starter
- Engaging
- Experience of compliance in financial services
Key Requirements:
- Asset management OR IB Experience
- Current or previous exposure to UCITS funds
- Degree educated, ideally Law Degree
This is a great opportunity to work for an internationally renowned Asset Management firm. You will have the option to go perm if successful.
If this role sounds interesting please apply online or feel free to contact me directly, Pritesh Chudasama on .