Compliance Manager

London  ‐ Onsite
This project has been archived and is not accepting more applications.
Browse open projects on our job board.

Keywords

Description

My major Investment Banking client based in London is currently seeking a Compliance Manager to join their Global Markets Team.

Key Skills required for Compliance Manager:

*Strong market product knowledge - Fixed Income knowledge would be an advantage
*Relevant experience of working on a Markets Trading Floor - not necessarily from a Compliance perspective
*Excellent Project Management skills
*Educated to a degree level
*Excellent interpersonal skills
*Analytical mindset
*Ability to make decisions when required and to escalate when necessary

The role (accountabilities):

*Review of electronic trading activities across FICC and application of internal Compliance guidelines and procedures
*Assisting in ongoing compliance monitoring and testing
*Preparation of MI for Senior Compliance management
*Provision of day to day Compliance advice to the Fixed Income trading, sales and structuring desks
*Responding to Exchange and Regulatory queries

If you wish to apply for the above position, please call me or email 

Please be advised if you haven't heard from us within 24 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you accordingly.

Adecco is an employment consultancy and operates as an equal opportunities employer.

Hy-phen Limited is acting as an Employment Business in relation to this vacancy.

The Adecco Group UK & Ireland is an Equal Opportunities Employer.

Start date
n.a
From
Hyphen
Published at
08.10.2014
Project ID:
787449
Contract type
Freelance
To apply to this project you must log in.
Register