Description
Compliance Consultant required for a Compliance Consultancy to join the Wealth Management and Private Banking business.Role: Compliance Consultant - Wealth Management / Private Banking
Company: Consultancy
Sector: Banking - Wealth Management / Private Banking
Location: London
Salary: £70,000 p/a to £85,000 p/a + Benefits + Bonus
You will providing solutions for small, medium and Tier 1 institutions on all compliance matters as an when required within the WM/PB space.
You will need to have:
- A minimum of 4 years Regulatory Compliance Experience within Wealth Management and Private Banking
- A strong understanding of the topics that affect the industry such as: TCF (Suitability / Transparency), CASS / Client Money, Training & Competency, Best Execution, RDR by way of example
- Strong stake holder management skills
- Strong communication skills
- Presentable to clients
- Strong written and analytical skills
Work that you will be involved with will cover but not limited to:
- Drafting of new Compliance policies and procedures
- Thematic Reviews
- Risk Assessments
- Implementing CASS & CRM, Compliance and Money Laundering initiatives
- Regulatory Change projects
This role will allow you to gain a huge amount of experience working on different projects for different companies.
If you come from the big 4, regulator or a WM firm - I would be keen on speaking with you.
If you are interested in this role please call Pritesh Chudasama, directly on and/or submit a copy of your most recent CV.