Description
Role: Control Room - Compliance Associate (Experience Required)Type: 12 Month Fixed Term Contract
Salary: £45,000 p/a to £55,000 p/a + medical + pension + life cover
Location: London (City)
Start Date: December 2014 or January 2015
Company: Tier 1 Bank
Control Room Associate required for a Tier 1 Bank to fill in for a team member going on maternity leave.
Activities of the Control Room cover areas such as Insider Dealing, Conflicts of Interest, Watch/Restricted lists, Chinese Walls and any other relevant requirements.
You will be need to:
- Provide appropriate advice and guidance to the business to ensure that processes and controls are in place in relation to confidential information flows.
- Assist in ensuring that effective monitoring and control systems are in place in order that all compliance related issues are readily identified and any risk to the bank is mitigated.
- Provide appropriate advice & guidance and interpretation to the several different areas of the bank with regards to Control Room queries.
- Have excellent relationship and communication skills.
- Provide training using existing frameworks to ensure that employees of the business are aware of their responsibilities in regards to control room requirements
- Help with interpretation and implementation of regulatory changes in Control Room processes, procedures, controls
You must have worked in a similar environment or at least have a good understanding of the areas covers within a control room and be able to pick them up very quickly having come from an existing compliance background.
This role is a gateway to a potential longer term opportunity within the bank, be it in this team of the 120 strong wider compliance team.
If you feel you are right for this role submit your CV online or call me directly, Pritesh Chudasama on