Description
Our Client, a leading Investment Bank is looking for a Front Office Risk & Control E-Communications Surveillance Professional to join them on a Contracting basis for 6 months.
The successful candidate will join the Communications team, responsible for reviewing, approving and maintaining aspects of Front Office Risk & Control E-Communications surveillance to detect and address a potential violation of applicable law, regulation or internal policy.
Job Responsibilities:
*Use e-communication surveillance tools and processes to prioritise, review, and evaluate the regulatory and policy compliance of e-communications for all Front Office employees within Markets, IBD and Research
*Work with cross-functional stakeholders (eg, Human Resources, Legal & Compliance Support Partners) to follow-up on and resolve issues identified during review process
*Review and communicate various trends and potential issues to appropriate stakeholders both verbally and in writing
*Escalation Process & MI Reporting
Essential Requirements:
*In depth understanding of Investment Banking (structure, procedures)
*Sound knowledge of Risks faced by Investment Banks
*Solid Educational Background, preferably 2:1 or higher from a top 30 University in a Mathematical or financial degree.
*From an investment banking background in either risk, COO or Business Management
Allegis Group Limited and Aston Carter Limited operate Employment Businesses and Agencies and are companies within the Allegis Group Inc. group of companies, the fourth largest staffing company in the world, (collectively referred to as the "Allegis Group"). TEKsystems and Aerotek are divisions of Allegis Group Limited. Applicant data will be treated in accordance with the Allegis Group's Privacy Notice ). By submitting personal data to any company or division within the Allegis Group, the applicant is providing explicit consent to the use of such data by the Allegis Group and to the transfer of such data to and from the Allegis Group companies within the UK, Europe and outside the European Economic Area in connection with the fulfilment of the applicant's voluntary requests, and the fulfilment of other job opportunities that match the applicant's profile, and confirms that they may be contacted about such job opportunities.