Description
Senior SOX Manager - Investment Banking
SOX, Risk, Controls
My client, a Tier 1 Bank, is looking for a Senior SOX Manager who will be responsible for the implementation of the SOX process across Global Risk including scoping, documentation review, controls monitoring and bi-annual reporting to Group SOX.
Key responsibilities:
- Undertake a risk assessment to determine scope of SOX coverage across Global Risk;
- Managing the review and maintenance of SOX documentation (at process and entity level) to identify key SOX controls;
- Co-ordinate the testing of SOX controls (through monitoring controls, self assessment or independent testing, as appropriate), utilising the Global Risk Business Risk & Control Managers'
- Maintaining a framework for the reporting and evaluation of deficiencies;
- Co-ordinating the Bi-annual certification through the Internal Controls Certificate (ICC).
- Stakeholder manage at all levels including Senior management within Global Risks
- Develop and maintain strong relationships with Group Risk BRCMs, Group Finance SOX team and Regional SOX controllers
- Effectively engage and influence staff across the Risk function
Key requirements:
- Ability to drive SOX compliance within the Global Risk community and obtain appropriate management buy in
- An expert level and extensive amount of SOX knowledge to face off appropriately to the different risk managers
- Significant experience of implementing control frameworks within Risk Functions
- Experience of conducting controls assurance and testing
- Gravitas to face off to Risk Function heads and BRCM leads
- Experience of implementing global control frameworks within complex environments