Compliance Conduct (TCF) Advisory - Senior Manager

London  ‐ Onsite
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Description

Compliance Conduct (TCF) Advisory Senior Manager required by a Tier 1 Investment Bank to provide advisory services to their commercial banking business.

Role: Compliance Conduct (TCF) Advisory

Level: VP / Senior Manager

Salary: £80,000 p/a to £90,000 p/a + Benefits + Bonus

Company: Tier 1 Investment Bank

Start: ASAP

Location: London

Your advisory scope covers conduct of business. Your remit would cover the Capital Markets products and services offered to the Global Corporations who are mainly of a blue chip size.

Your main objective will be to define, deliver and drive a conduct strategy to the business on their activities and also on the way they approach the market (market conduct).

Main responsibilities:
  • Provide advice and guidance regarding the definition of a specific conduct strategy appropriate to their business (including market conduct) and aligned to Group Standards, the Group Conduct Strategy and regulatory requirements.
  • Oversee the production of timely, accurate and appropriate MI reporting in relation to Conduct Risk matters.
  • Be able to communicate and implement changes with the minimum of disruption.
  • Identify and review recommendations for improvements to processes, practices and procedures.
  • Responded in a timely and effective manner to any issues and enquiries raised by the regulatory authorities.


Key skills/knowledge:
  • Strong regulatory knowledge and background
  • Commercial banking / IB experience
  • Stakeholder management at all levels of the organisation and be able to work with the business who are always going to provide resistance
  • Calm and measured
  • Being able to ensure the way business is being conducted is deemed as appropriate in the eyes of the regulator in addition to making it commercially viable for the business.
  • Legal and/or FSA/FCA background and/or currently in similar role at another bank would be beneficial.


This is a very interesting role and one which gives you great autonomy with your work.

If this role is of interest to you please submit you CV online or contact me directly for further information, Pritesh Chudasama on .
Start date
12/2014
From
Real Staffing
Published at
29.10.2014
Project ID:
798563
Contract type
Permanent
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