Description
Compliance professional (Regulatory) required to work on the Registrations part within Entity Permissions and Passporting team within a Tier 1 Bank.You will need to provide technical guidance, support and tailored feedback on Entity Permissions and Passporting issues to the Registrations team and the wider bank teams.
Job title: REGISTRATIONS - Entity Passporting and Permissions
Company: Tier 1 Bank
Level: VP / Senior Manager
Location: London
Salary: £75,000 to £90,000 Base + Car + Bonus + Medical + London Waiting
Start: ASAP
Reason: Investment Hire
Role requirements:
- Agree and take leadership on the development of the strategy, objectives and priorities for areas of responsibility
- Proactively review and enhance Registrations processes and procedures and develop innovative ways to improve the service provided by compliance
- Keep up to date on all regulatory related issues across a range of topics
- Contribute to tactical and strategic initiatives which result in improved compliance and control.
- Interpret key regulatory rules and proposed / associated regulatory changes in relation to entity permission and passporting
- Provide oversight and guidance on key issues and lead on complex/high profile issues such as the MiFID II
- Build and manage relationships and with key stakeholders (both internal and external)
- Lead/contribute towards relevant external consultations discussions and policy debates as required
- Provide SME input into Entity permissions and passporting Training, Policies and communications where required at a Group level
- Maintaining a highly effective relationship with colleagues within Group Compliance to help ensure permissions and passporting requirements are being factored into all the teams outputs
- Ensure that SME advice provided is of a high, consistent standard and documented appropriately
- Provide SME input into the development and rollout of a global target operating model including future state technology and processes.
- Will also provide expertise to additional projects with dependencies including representation on working groups
Preferred requirements:
- Previous passporting experience e.g. advising/obtaining necessary regulatory licenses
- Experience working within or closely with Compliance or Regulatory functions
- Excellent stakeholder management
- Experience leading framework reviews
- Familiarity with the FCA/PRA application submissions
- Knowledge a banks usual policy and processes
If you are interested in this role then please submit your CV or call me directly, Pritesh Chudasama on to discuss the opportunity further.