Compliance - CASS Focus

Job type:
permanent
Start:
09/2014
Duration:
n.a
From:
Real Staffing
Place:
London
Date:
11/12/2014
Country:
flag_no United Kingdom
project ID:
806008

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This project is archived and not active any more.
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CASS SME required for an exciting opportunity working with a Top 10 Consultancy based in London.

Role: CASS SME - Banking Sector / Consultancy

Level: Senior Manager and Manager

Salary: £75,000 p/a to £90,000 p/a + Bonus + Benefits

Location: London

Start: ASAP

As a part of the role you will be looking at:
  • Providing practical, yet technical, advice on the more judgemental Client Asset rules
  • Mock FSA interviews around client assets in preparation for Arrow visits, CF10a interviews
  • Performing Shadow S166 and S166 reviews of Client Assets
  • Performing front-to back walkthroughs of investment business to identify any gaps or weaknesses in CASS compliance
  • Providing technical support to the statutory audit teams on their Assurance Reports to the FSA
  • Assisting firm's setting up governance and operational structures for new business lines to ensure CASS compliance
  • Technical review, spot checks and challenge of CASS Resolution Plans
  • Delivering training sessions to clients - from operational staff through to the CF10a


If you are interesting in developing your career and having your CV stamped by a prestigious consultancy then this is an amazing opportunity not to be missed.

For more details please call Pritesh Chudasama, directly on and submit a copy of your most recent CV.