Description
Compliance Manager - Financial Crime/FCA
Looking for a compliance consultant with a sound knowledge of FCA regulations that impact a wealth manager.
Imperatives
- A track record of compliance oversight within investment management/wealth management
- Experience of reviewing policies/procedures and implementing controls
- Sound knowledge of FCA regulations and how they impact a firm
- Experience of working on AML/KYC progrogrammes or remediations
- A good knowledge of risk management principles and methodologies
- Stakeholder engagement