Description
CASS Compliance Officer required a Top 10 Consultancy based in London.Role: CASS SME - Banking Sector / Consultancy
Level: Senior Manager and Manager
Salary: £75,000 p/a to £90,000 p/a + Bonus + Benefits
Location: London
Start: ASAP
As a part of the role you will be looking at:
- Providing practical, yet technical, advice on the more judgemental Client Asset rules
- Mock FSA interviews around client assets in preparation for Arrow visits, CF10a interviews
- Performing Shadow S166 and S166 reviews of Client Assets
- Performing front-to back walkthroughs of investment business to identify any gaps or weaknesses in CASS compliance
- Providing technical support to the statutory audit teams on their Assurance Reports to the FSA
- Assisting firm's setting up governance and operational structures for new business lines to ensure CASS compliance
- Technical review, spot checks and challenge of CASS Resolution Plans
- Delivering training sessions to clients - from operational staff through to the CF10a
If you are interesting in developing your career and having your CV stamped by a prestigious consultancy then this is an amazing opportunity not to be missed.
For more details please call Pritesh Chudasama, directly on and submit a copy of your most recent CV.