Regulatory Compliance Audit Manager

London  ‐ Onsite
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Keywords

Description

Regulatory Compliance Audit Manager required by Tier 1 Bank to assist the Senior Regulatory Audit Manager responsible for managing the Global Audit Review and to act as team leader for individual assignments.

Role: Regulatory Compliance Audit Manager

Company: Tier 1 Bank

Type: Permanent / Full Time

Location: London

Travel: 20% Global

Salary: £55,000 p/a to £70,000 p/a

You main role will entail to draft and discuss regulatory compliance audit findings and formulate solutions with senior management.

The areas you will be covering from a Regulatory perspective will be:

Risk Assessments

Monitoring & Testing

Assurance

RAP (Regulatory Affairs and Policy - experience liaising with the regulator is beneficial)

Operations (Securities transactions and how ensure the controls in place are adequate)

Technology

Treasury

MI & Governance

Main role of the Audit Manager:

Post audit fieldwork, drafts audit findings which articulate key issues and risks and propose root causes.

Maintain a current knowledge of regulatory and audit issues

Within the role you will be responsible for:

Understanding and keeping abreast of the changes in regulatory compliance environment that impacts the banks governance framework

Critically analyse and assess the impact of regulatory compliance audit findings and recommendations on the business model and the future operating environment.

Clearly communicate regulatory compliance issues and associated risks as well identify the root cause and the possible strategic implications.

Ensure that senior management and stakeholders fully comprehend the governance and internal control implications of major changes in regulatory compliance environment and advise them accordingly.

Critically assess which regulatory compliance issues must be prioritised, addressed and resolved at the highest levels of senior management.

Promote and facilitate the use of the banks standards, sharing of regulatory compliance knowledge and industry best practices across audit teams as the basis for improving teamwork.

Soft skills:

Independent

Someone who can think strategically

Willing to challenge and willing to be challenged

Delivering to deadlines

This is an exciting opportunity for someone that has a STRONG compliance background that comes from the BANKING sector.

You will foster long standing relationships with senior stakeholder across the global business. Should you ever decide to make a move into 2nd line compliance in the future this will be a very straight forward process.

To apply for this role please submit your CV online or call me on to discuss it further , Pritesh Chudasama.
Start date
02/2015
From
Real Staffing
Published at
26.12.2014
Project ID:
827874
Contract type
Permanent
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