Compliance Manager - Top Fund Manager - London

London  ‐ Onsite
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Compliance Manager - Top Asset Management Firm - City

A top Investment Management firm in London with over £50 billion in assets under management is seeking an accomplished compliance professional to provide compliance advice and training in respect of distribution activities as the firm embarks on exciting growth plans across Europe, America and Asia. Reporting to the Head of Distribution Compliance, this is a newly created role where you will have the chance to work in partnership with the Global Head of Compliance and a variety of stakeholders on advising and training the business in respect of issues relating to UCITS, PRIPS, AIFMD, RDR and TCF.

Responsibilities:

Your primary focus will be to represent compliance in Retail and Distribution matters relating to product development, Trustee & Third Party Administrator relationships, Institutional distribution, financial promotions, complaint resolution and regulatory reporting. You will be embedding a culture of effective management of regulatory risk and TCF within the business, providing training on regulatory issues, assessing and reporting on business conduct and managing regulatory relationships

Requirements:

The firm is ideally seeking someone with 3+ years experience in compliance working for a Hedge Fund, Private Equity firm, Investment House or Investment Bank. Technical expertise relating to key regulatory issues surrounding cross border distribution are advantageous.

Location - London

Salary - £60,000 to £75,000 base (with great company share scheme & bonus)

This is a great opportunity for you to gain experience advising key senior staff members across the organisation whilst progressing your career in a top Fund Manager. If you are interested in applying, please reply with an up to date copy of your CV in Microsoft Word format asap to Ryan Graham at r.grahamatrealbankingfs.com
Start date
12/2014
From
Real Staffing
Published at
14.01.2015
Project ID:
833954
Contract type
Permanent
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