Description
My Private Banking client are currently recruiting for a Compliance Officer, this is a 6 Month Contract position, £350-£400p/d.
The successful candidate must have experience in ALL of the below mentioned areas.
Job Role:
- Investment Suitability review.
- Registrations to the FSA/FCA (Approved persons).
- Financial Promotions.
- High level knowledge of Complaints/Complaint handling.
- Compliance monitoring.
- Conflicts of Interest.
- Must be Level 4 diploma qualified or equivalent.
If you are immediately available and are interested in this position, please send your updated CV to (see below) or Call me.