Compliance Officer

London  ‐ Onsite
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Keywords

Description

My Private Banking client are currently recruiting for a Compliance Officer, this is a 6 Month Contract position, £350-£400p/d.

The successful candidate must have experience in ALL of the below mentioned areas.

Job Role:

  • Investment Suitability review.
  • Registrations to the FSA/FCA (Approved persons).
  • Financial Promotions.
  • High level knowledge of Complaints/Complaint handling.
  • Compliance monitoring.
  • Conflicts of Interest.
  • Must be Level 4 diploma qualified or equivalent.

If you are immediately available and are interested in this position, please send your updated CV to (see below) or Call me.

Start date
ASAP
Duration
6 months
From
GCS
Published at
15.01.2015
Project ID:
835146
Contract type
Freelance
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