Compliance Officer - Life Insurance

Job type:
on-site
Start:
ASAP
Duration:
6 months
From:
Oliver James Associates
Place:
London
Date:
01/24/2015
Country:
flag_no United Kingdom
project ID:
840129

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Compliance Officer

Central London

6 months

£350 - £400 per Day

Responsibilities

Our client requires a contract Compliance Officer to support the current CO in the establishment and oversight of a fit-for-purpose Compliance framework. The position will focus on identifying and documenting required standards, policies, processes and procedure for the Compliance Department and business on a whole.

You will be expected to:

  • Design an appropriate set of control standards, mitigation strategies, policies and processes to support the compliance framework;
  • Identify appropriate management information to monitor the operational effectiveness of policies, procedures, systems and controls;
  • Design AML procedures, systems and controls;
  • Identify and design appropriate compliance and AML tracking programmes and adequate awareness arrangements

Requirements

  • Previous compliance experience within a Life Insurance company is essential
  • Excellent knowledge of UK Regulations including FCA Handbook, Money Laundering Regulations and Treating Customers Fairly/Conduct Risk
  • Ideally has previous experience of working as a CF10 Money Laundering Reporting officer
  • Strong communications skills are essential with the ability to deal with stakeholders at the most senior levels