Description
Compliance Advisory Manager - Dodd Frank - EMIR - Regulations
Based in London, a Compliance Advisory Manager is required to work on a contract basis for a retail bank. The role is working on a Programme which covers EMIR and Dodd Frank regulations within their commercial division.
You will be providing dedicated support and advice to the business and the project. This assistance is key to the construction of an effective regulatory framework that includes governance arrangements, policies, procedures and other relevant controls, all of which needs to be in place in order to maintain the bank's on-going compliance
The role will also help to design and implement a BAU advisory framework to ensure that those functional areas which support Commercial Banking are, where appropriate, subject to Commercial Banking specific Compliance & Conduct policies.
Core Skills
- Deep technical knowledge of EMIR and Dodd Frank Title VII requirements, with particular reference to their application to UK Commercial Banking products and service.
- Demonstrable strong regulatory compliance experience, ideally with a background of at least 10 years in interpreting and practically implementing regulatory requirements;
- Knowledge and experience must include wholesale products and services together with a good understanding of how an international wholesale bank operates.
- Self starter with the ability to manage the expectations of multiple stakeholders.
- Ability to work at all levels, with international experience a real advantage.
- Willing to work under dual reporting lines.
- Ability to communicate effectively and engage with stakeholders including Senior Executives, Front Office and Infrastructure/Support individuals.
- Excellent teamwork and communication skills, build trust and confidence with colleagues and management teams.