Description
An International Private Bank is looking for a compliance assurance professional to join their London based team in this contract position.
The Compliance Assurance team assesses the adequacy and effectiveness of the bank's regulatory obligations and confirms that remedial action has been taken where any deficiencies are identified in the regulatory arrangements.
This role will allow the successful candidate to take on significant responsibility within the bank's Compliance Assurance team.
The role:
* Delivery of Compliance Assurance Plans
* Tracking of Compliance Assurance findings - track the completion of remedial action in relation to compliance assurance findings
* Act as a point of contact for the business for all Compliance Assurance queries.
* Provide the compliance assurance team with administrative support.
The candidate:
* Good understanding of banking, investment management or fiduciary
* Factual analysis and report writing skills
* Strong experience of assurance and audit (eg external audit/internal audit/control and oversight role)