Description
Compliance Assurance Analyst - Assurance - Compliance - Wealth Management
My client, a leading wealth management organisation based in central London is looking to recruit a compliance assurance analyst on a contract basis.
Responsibilities include:
- Delivery of Compliance Assurance Plans - carry out compliance assurance reviews scheduled in the Board-approved annual Compliance Assurance Plans for all UK business areas in accordance with agreed procedures for the planning, fieldwork and reporting of each review
- Tracking of Compliance Assurance findings - track the completion of remedial action in relation to significant compliance assurance findings
- Act as a point of contact for the business for all Compliance Assurance queries.
- Management and Board reporting - assist Head of Team in providing regular reporting to Boards of Directors and relevant executive committees (Group Risk & Compliance Committee, Group Audit Committee) on the progress of work against the Compliance Plan.
- Provide the compliance assurance team with administrative support.
Required experience:
- Previous Assurance experience within financial services
- Audit background ideal
- Previous compliance Analysis or similar experience
- Private wealth management or similar exposure
If you are interested in this compliance assurance analyst position please apply below.
Compliance Assurance Analyst - Assurance - Compliance - Wealth Management