Compliance Analyst, Legal Compliance, Compliance Assistant

Job type:
on-site
Start:
Asap
Duration:
6 months ongoing
From:
Resource Solutions - Barclays
Place:
London
Date:
04/14/2015
Country:
flag_no United Kingdom
project ID:
884343

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Compliance Analyst

About Barclays

Barclays is a major global financial services provider engaged in personal banking, credit cards, corporate and investment banking and wealth and investment management with an extensive international presence in Europe, the Americas, Africa and Asia. Barclays' purpose is to help people achieve their ambitions - in the right way.
With over 300 years of history and expertise in banking, Barclays operates in over 50 countries and employs approximately 140,000 people. Barclays moves, lends, invests and protects money for customers and clients worldwide.

At Barclays, we recruit based on merit and are committed to promoting diversity throughout our organisation.

Purpose of role

The role holder's main function is to effectively support the testing requirements for the strategic Personal Account Dealing and Outside Affiliation/Private Investment system and where required to support the business as usual processes for the Personal Investments and Outside Affiliations policies. They should also assist in the implementation of the target operating model.

Core accountabilities

The role holder will be responsible for the following:

Ø Ensuring that all required testing is completed on a daily basis

Ø Documenting all testing results and raising defects to Regional Head and Compliance Change

Ø Participating on all calls and meetings where required

Ø Being familiar with the BRDs and system requirements

Ø Supporting the BAU team in adhoc administrative tasks

Ø Adhoc work relating to Personal Investments and Outside Affilitions

Key clients (internal and external)

The role holder will on a daily basis liaise with the Compliance Change, BAU Team and Global Personal Investment and Outside Affiliation teams.

Risk & Control Objective

  • Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Barclays Operational Risk Framework and internal Barclays Policies and Standards.