Finance

Regulatory Operations & Compliance Analyst - DLT/Workflows/Market Structure-£600-Outside ir35

London,  United KingdomOn-siteFreelanceASAPDuration 6 months6 months
Posted by
Nicoll Curtin Technology
Contact person
Generic Network
Project ID
2949768
Business Process MappingRegulatory ComplianceElectronic TradingRecords ManagementException HandlingFutures ExchangePython (Programming Language)Microsoft VisioPortfolio ManagementSQL DatabasesWorkflowsWorkflow Management SystemsCarry Out AssessmentsMiFID IIMiFIR

Description

Regulatory Operations & Compliance Analyst - DLT/Workflows/Market Structure - £600 - Outside ir35

An international electronic trading business, facilitating more than $2.5 trillion in average daily volume across over 3,000 global clients. Following continued expansion and ongoing investment in regulatory technology, They are looking for a Regulatory Operations & Compliance Analyst to join their international compliance function.

This position focuses on regulatory workflow design, trade-flow mapping and DLT-related market structure developments. You'll work across Compliance, Operations, Legal, Product and Technology to build scalable processes and ensure readiness for future models such as DLT-MTF and DLT-TSS.

Key responsibilities

  • Supporting client reconciliation across Legal, Compliance and Operations.

  • Designing cross-jurisdictional process swimlanes across products, venues and protocols.

  • Conducting DLT regulatory assessments including DLT-TSS/Settlement, CSDR considerations, recordkeeping, custody and transition models.

  • Mapping regulatory reporting and transaction reporting workflows (MiFIR/EMIR etc).

  • Producing end-to-end trade life cycle diagrams covering initiation through to settlement, exception handling and reporting obligations.

Required experience

  • Good knowledge of Fixed Income/e-trading, execution protocols and clearing models.

  • Understanding of MiFID II/MiFIR, EMIR, SFTR, CSDR and DLT Pilot Regime.

  • Experience with workflow design, process mapping and regulatory interpretation.

  • Strong analytical capability with advanced Excel; Visio essential, SQL/Python desirable.

  • Excellent documentation, organisation and stakeholder skills.

This is an ideal role for a highly analytical individual who enjoys regulatory problem-solving, complex workflows and shaping future market structure developments.

Application form