Description
A leading Tier 1 investment bank is looking for a Compliance Testing Officer to join the central Belfast Team.
The Bank's Institutional Clients Group (ICG) comprises Markets & Securities Services, Corporate & Investment Banking, Capital Markets Origination and Treasury & Trade Solutions. The role of the ICG Compliance Testing Team is to verify adherence to regulatory requirements, and to perform planned reviews across these businesses against regulatory requirements and associated controls.
The ICG Compliance Testing Officer will be expected to perform reviews of specific areas of regulatory compliance and coordinate the execution of testing on a region-wide basis by other Compliance staff, operating as a virtual team.
The Testing Officer will also be expected to review regulatory requirements specific to ICG businesses to determine appropriate test programme coverage.
Requirements for the role:
*Financial services industry experience required.
*Prior exposure to markets and banking products, processes, procedures and regulations preferred.
*Background in Compliance, Risk or Audit gained in an international financial institution preferred.
*In-depth understanding of testing or audit methodology, risk and control analysis.
*A good knowledge of multiple control testing environments beneficial.